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12 Nov 2014, 6:01 am
The law office of Gana LLP is investigating a string of securities arbitration cases involving brokers associated or formerly associated with Global Arena Capital Corp (Global Arena) and Whitewood Group, Inc (Whitewood Group). [read post]
26 Jan 2016, 9:29 am
The securities lawyers of Gana LLP are investigating investors that were recommended to invest in Voyager Financial Group, LLC, (VFG), a Delaware limited liability company. [read post]
29 Sep 2015, 2:02 pm
FINRA will continue to leverage this data to expedite sales practice examinations and enforcement investigations to rid the industry of individuals who prey on vulnerable investors. [read post]
6 Jun 2007, 3:56 pm
Now the institutional investors that are entering the arena. [read post]
18 Sep 2015, 7:58 am
FINRA reports that their business model involved cold calling vulnerable groups of investors including seniors to make solicited recommendations of securities. [read post]
9 Aug 2012, 4:13 pm
On July 30, 2012, the King County Council approved the proposal by investor Chris Hansen to construct a $500 million multi-purpose arena, which is intended to bring the National Basketball Association and the Supersonics back to Seattle, and also to bring the National Hockey League to Seattle. [read post]
30 Nov 2014, 1:58 pm
So, if you are a member of the financial industry arena or an investor, and you just took an illegal cross-check, make sure you hire the right legal counsel, and do so as soon as possible. [read post]
26 Apr 2018, 3:59 am
The post SEC Enters Fiduciary-Rule Arena with Proposed Regulations appeared first on HR Daily Advisor. [read post]
26 Apr 2018, 3:59 am
The post SEC Enters Fiduciary-Rule Arena with Proposed Regulations appeared first on HR Daily Advisor. [read post]
20 Sep 2016, 5:00 pm
As Coffee notes, given the investors’ success in the Fortis settlement, it is hardly surprising that other groups of aggrieved investors, again being led by U.S. [read post]
17 Jun 2022, 6:27 am
This can be seen in the implementation arena, where investors are moving away from basic screening methods towards more targeted and sophisticated strategies, including thematic and impact investing. [read post]
17 Jun 2022, 6:27 am
This can be seen in the implementation arena, where investors are moving away from basic screening methods towards more targeted and sophisticated strategies, including thematic and impact investing. [read post]
10 Jan 2018, 10:44 am
“Her work in the EB-5 arena is widely recognized and this recognition is well deserved. [read post]
13 Jan 2014, 2:03 pm
City documents show that the city is working with an investor group to develop the area around the proposed arena as well, which could include a 250 room hotel, a 600 unit apartment building, 475,000 square feet of office space and 300,000 square feet of retail space. [read post]
22 Jul 2014, 2:15 pm
It’s now time for this review process, and accordingly the SEC’s Investor Advisory Committee (the group charged by the SEC to, among other things, review these accredited investor standards) met on July 10 to discuss the accredited investor standards and possible changes. [read post]
14 Jul 2019, 5:11 pm
One of the most interesting and significant developments in the corporate and securities litigation arena has been the rise of collective investor litigation outside the United States, as I have discussed in prior posts. [read post]
5 Dec 2016, 5:42 pm
Two other groups represented by Leon Kaye and Signature Litigation, the latter of which represents 27,000 retail investors as part of the RBS Shareholder Action Group, have not settled with the bank. [read post]
26 Oct 2017, 4:31 pm
As I have previously noted on this blog (most recently here), one of the most significant recent developments in the D&O claims arena has been the global rise of collective investor actions. [read post]
26 Oct 2017, 4:31 pm
As I have previously noted on this blog (most recently here), one of the most significant recent developments in the D&O claims arena has been the global rise of collective investor actions. [read post]
15 Nov 2021, 1:09 pm
In late 2020, a group of investors launched a damages action against Kangmei in Guangzhou Intermediate People’s Court. [read post]
